ABIM • PCCU
Lesson 10, Volume 12Asthma: Evolving Anti-Inflammatory
Therapy
Lewis J. Smith, MD, FCCP; and Peter H.S. Sporn,
MD, FCCP
Objectives
- Define the essential pathophysiologic features of asthma.
- List the inflammatory cells and mediators that contribute to
the pathobiology of asthma and understand the complex interactions
that take place between them.
- Define the cellular and molecular mechanisms by which inhaled
corticosteroids produce their beneficial effects in asthma and
know when they should be used.
- Understand the biology of the leukotrienes relevant to asthma
including their synthesis and the evolving role for the new antileukotriene
drugs (eg, receptor antagonists, synthesis inhibitors)
in treatment.
- List the new and diverse anti-inflammatory therapies being
developed for the treatment of asthma.
Key words
airway inflammation; anti-inflammatory therapy; corticosteroids;
leukotrienes; T-lymphocytes
Previously, asthma was considered
a disease of airway smooth muscle that was characterized by increased
contractility in response to a wide range of bronchoconstricting
stimuli.1 However, recent studies indicate that the
airway narrowing seen in patients with asthma is not solely the
result of airway smooth muscle contraction. Other factors which
contribute to airway narrowing include increased vascular permeability
with edema of airway walls, infiltration of the airways with inflammatory
cells, and mucus hypersecretion with plugging of smaller airways.2 These
inflammatory components of asthma resolve only slowly, and respond
poorly to bronchodilators such as b-agonists.
There is now general agreement that inflammation
is a key component of asthma, and therapy should address this inflammatory
component. Indeed, recent guidelines for the management of asthma
stress the importance of anti-inflammatory therapy for patients
with nearly all degrees of asthma severity.2 This approach
to management is a far cry from when bronchodilators were the mainstay
of asthma therapy and corticosteroids were used only for patients
with the most severe disease.
The inflammation characterizing asthma is complex
and involves multiple cells and mediators. The cells involved include
well-recognized immune and inflammatory cellslymphocytes,
macrophages, eosinophils, mast cells, and neutrophilsas well
as resident lung cells not traditionally considered to have inflammatory
potential, such as airway epithelial cells and vascular endothelial
cells3 (Figure 1). The products of these cells include
cytokines such as interleukin (IL)-1, IL-2, IL-3, IL-4, IL-5, IL-6,
IL-10, IL-12, IL-13, granulocyte-macrophage colony stimulating
factor (GM-CSF), tumor necrosis factor-a (TNF-a), and transforming growth factor-b (TGF-b); reactive oxygen species
such as superoxide anion, hydrogen peroxide, hydroxyl radical,
and peroxynitrite; preformed granular products such as eosinophil
major basic protein, eosinophil cationic protein, histamine, and
mast cell tryptase; lipid mediators including prostaglandins, leukotrienes,
and platelet-activating factor; and adhesion molecules such as
intracellular adhesion molecule-1 (ICAM-1), vascular cell adhesion
molecule-1 (VCAM-1), and selectins. Although space limitations
do not permit a detailed description of each of the cells, their
products and the interactions between them, CD4+ T lymphocytes
appear to play a key role in orchestrating asthmatic airway inflammation.
Among T-cell products, IL-4 promotes B cell differentiation and
IgE synthesis, and IL-5 stimulates differentiation, chemotaxis,
and activation of eosinophils.
Figure 1. Schematic diagram
of the cell and cytokine interactions in asthmatic inflammation
and some of the bioactive mediators released from the inflammatory
cells.

Although these cell products have unique properties,
there is substantial redundancy in the system. The success achieved
with corticosteroids is believed to be due, at least in part, to
their ability to inhibit or down-regulate multiple components of
the inflammatory cascade. The lack of effect of the more potent
antihistamines and the poor results with the first-generation antileukotrienes
suggested that blocking only one of the many mediators or pathways
was unlikely to produce clinically important benefits. However,
recent results with the newer antileukotriene drugs indicate that
clinically significant and meaningful benefits can be achieved
by blocking the action or synthesis of a single component of this
complex inflammatory process. The positive results with the antileukotrienes
also provide a strong incentive for evaluating new drugs which
target other specific components of the inflammatory cascade. Although
it is unlikely all of the new therapeutic approaches being taken
and planned will be successful, it can be anticipated there will
be beneficial effects from at least some of them. Further, as with
studies testing the safety and efficacy of the antileukotrienes,
one important result will be additional insight into the pathobiology
of asthma. What follows is our perspective on evolving anti-inflammatory
therapy for asthma.
Corticosteroids
With the exception of rare cases, corticosteroids
are extremely effective treatment for asthma. In fact, they are
the most uniformly effective therapy currently available. The introduction
of inhaled corticosteroids, along with the development of improved
delivery devices such as spacers and dry powder inhalers, has improved
efficacy, reduced local side effects, and has resulted in a more
favorable therapeutic-to-toxic ratio. Although high doses (>1000 µg)
of inhaled corticosteroid given for prolonged periods of time can
produce adverse systemic effects in adults, the toxicity is modest
compared to that seen with equally effective doses of systemically
administered corticosteroids.
Corticosteroids produce their beneficial effects
in a number of ways. For example, they increase b-adrenergic
receptors and decrease the expression of several pro-inflammatory
cytokines (eg, IL-1, IL-8, RANTES, GM-CSF), lipid mediators
and adhesion molecules.4 Recent data indicate that corticosteroids
act by regulating nuclear transcription factors (eg, nuclear
transcription factor kappa B and activator protein-1) which control
expression of genes for cytokines and enzymes involved in synthesis
of several key inflammatory mediators. Interestingly, leukotriene
synthesis is poorly inhibited by corticosteroids in some in
vitro systems, an observation with potential therapeutic implications
discussed below.
Extensive clinical experience with inhaled corticosteroids
in moderate and severe asthma led to studies exploring their usefulness
in patients with very mild disease, a group traditionally treated
with bronchodilators alone or bronchodilators plus either theophylline
or a cromone. In a 2-year study performed in patients with mild
asthma of recent onset (initial FEV1 87% of predicted),
the inhaled corticosteroid budesonide improved pulmonary function
and symptoms and decreased airway reactivity.5 These
beneficial effects were not seen when b-agonists
were used alone. After the initial study period ended, patients
who had not received budesonide were started on the inhaled corticosteroid
at the same dose (1200 µg/day) and were followed over time. The
individuals not treated with budesonide for the first 2 years of
the study did not achieve the same degree of improvement in lung
function and symptoms and decrease in airway reactivity as those
who received the inhaled corticosteroid from the beginning of the
study, ie, earlier in the course of their disease.6 Nearly
all of the patients who improved while receiving inhaled corticosteroids
for the initial 2 years maintained that improvement after the dose
was reduced by two-thirds, and some continued to do well even after
discontinuing corticosteroid treatment altogether.
These studies and others provide support for the
current recommendation that inhaled corticosteroids, or another
equally effective and safe anti-inflammatory therapy, be used in
asthmatics with nearly all degrees of disease severity. Consideration
also should be given to initiating therapy as early as possible
after the diagnosis is made.
Cromones
The cromones (cromolyn sodium, nedocromil sodium)
are generally less effective than inhaled corticosteroids. However,
they are used for the treatment of asthma, especially in children,
because of the absence of significant side effects. Their beneficial
effects were initially thought to be due to inhibition of mast
cell mediator release, but it is now recognized that they can influence
other inflammatory cells and sensory nerves. Recent information
suggests that the cromones influence chloride channels expressed
on sensory nerves, mast cells, and possibly other inflammatory
cells, and this contributes to their therapeutic efficacy.7
The chromones are of variable and unpredictable effectiveness,
especially in adults. This observation and others (see the antileukotrienes
below) support the notion that asthma is a heterogeneous disease
in which various underlying defects produce similar pathophysiologic
abnormalities.
Phosphodiesterase Inhibitors
Adenosine 3',5'-cyclic monophosphate (cyclic AMP)
has multiple biological actions which may be beneficial in patients
with asthma. It dilates bronchial smooth muscle, induces apoptosis
of lymphocytes and eosinophils, and blocks a variety of inflammatory
responses.8 Theophylline, which inhibits phosphodiesterase
and thereby increases cyclic AMP, has been used for decades to
treat asthma. However, its use has been limited by its relatively
weak bronchodilator and anti-inflammatory activity, a narrow therapeutic-to-toxic
ratio, the availability of potent short- and long-acting inhaled b2-agonists,
increasing use of inhaled corticosteroids, and more recently the
development of new drugs such as the antileukotrienes (see below).
Recent studies have identified at least seven phosphodiesterase
(PDE) isoenzymes, some with several splice variants. Work in this
area has focused on finding inhibitors of the isoenzyme(s) most
relevant to asthma, with less toxicity than theophylline. Inhibitors
of PDE IV have received the greatest attention because PDE IV appears
to be the predominant isoenzyme in neutrophils and eosinophils,
is also found in mast cells and airway epithelium, and may contribute
to superoxide anion generation. Selective PDE IV inhibitors are
bronchodilators, and they inhibit lymphocyte proliferation and
cytokine release. Although PDE IV inhibitors may prove to be effective
in the treatment of asthma, it is presently unclear whether a selective
isoenzyme inhibitor will be more effective and safer than theophylline
for treating asthma.
Antileukotrienes
More than 50 years ago a factor was identified in
antigen-sensitized guinea-pig lungs that produced slow, prolonged
contraction of smooth muscle. This material was called slow-reacting
substance of anaphylaxis (SRS-A). The physiologic properties of
SRS-A were characterized over the years, and in the late 1970s
SRS-A was shown to consist of the cysteinyl leukotrienes (LTC4,
LTD4, LTE4). These leukotrienes are metabolites
of arachidonic acid, a polyunsaturated fatty acid that is widely
distributed in cell membrane phospholipids. The synthesis of the
leukotrienes requires an active phospholipase A2 to
release the arachidonic acid, 5-lipoxygenase (5-LO) and 5-lipoxygenase
activating protein (FLAP) to generate LTA4, and LTC4 synthase
to generate LTC4 by joining glutathione, a tripeptide
containing cysteine, to LTA4. Peptidases then remove
one of glutathione's amino acids to generate LTD4, and
a second amino acid to produce LTE4. Additional information
about leukotriene synthesis and its physiologic properties is available
in a recent review.9
Several studies have shown that, when inhaled, the
cysteinyl leukotrienes can reproduce the key features of asthma,
including bronchoconstriction, airway hyperreactivity and inflammatory
cell influx into the lung. The cysteinyl leukotrienes are synthesized
by inflammatory cells believed to play an important role in asthma,
including eosinophils and mast cells. They are also found in lung
lavage fluid after challenge with antigen and in urine (LTE4)
after antigen challenge and during acute asthma attacks. Further,
several leukotriene receptor antagonists and synthesis inhibitors
are effective in treating patients with asthma. Some of the compounds
currently in use or under investigation are shown in Table 1.
Table 1Antileukotriene Drugs
| Leukotriene Receptor Antagonists |
Leukotriene Synthesis Inhibitors |
Zafirlukast (Accolate)
Pranlukast (Ultair)
Montelukast (Singulair)
Cinalukast
RG 12525 |
Zileuton (Zyflo)
Bay x1005
MK-886
ZD 2138 |
Several large multicenter trials using either a leukotriene
receptor antagonist or a leukotriene synthesis inhibitor have been
performed, and some of them have been published (Table 2). Patients
with mild-to-moderate asthma treated with antileukotriene drugs
have consistently shown a 10 to 15% increase in FEV1 and
peak expiratory flow rate (PEFR), and a 25 to 50% decrease in nocturnal
awakenings, symptom scores, b-agonist
use and asthma exacerbations as compared to placebo. There is less
information about the effectiveness of these drugs in patients
already receiving inhaled or systemic corticosteroids. Preliminary
results indicate that the antileukotrienes provide additional beneficial
effects and may permit a reduction in corticosteroid dose. These
findings are consistent with in vitro studies which have
shown that corticosteroids have limited inhibitory effects on production
of mast cell mediators, including leukotrienes, and a recent report
that corticosteroids actually increase 5-LO and FLAP mRNA and protein
in a monocyte-like cell line.
Table 2Clinical Trials With the Antileukotriene
Drugs*
| DRUG (author; year) |
FEV1 (% predicted) |
FEV1 (% change) |
Nocturnal Symptoms (%change) |
Symptom Score (%change) |
Beta-agonist Use (%change) |
| Zileuton10 (Israel, 1993) |
60 |
+13 |
ND |
-37 |
-24 |
| Zafirlukast11 (Spector, 1994) |
61 |
+11 |
-46 |
-27 |
-31 |
| Zileuton12 (Israel, 1996) |
62 |
+16 |
-33 |
-28 |
-26 |
| Zileuton13 (Liu, 1996) |
62 |
+15 |
-32 |
-35 |
-30 |
| *ND = not determined; all trials were at
least 6 weeks in duration. |
As there has been limited experience with these drugs,
their toxicity may not be fully defined. Initial results with the
leukotriene receptor antagonist zafirlukast, and probably pranlukast
and montelukast, have revealed a side effect profile similar to
that seen in placebo-treated patients. In contrast, the 5-LO inhibitor,
zileuton, has some liver toxicity which may be seen as an increase
in transaminases. The incidence of liver function abnormalities
is about twice that seen with placebo-treated patients. Current
recommendations are that patients given zileuton have liver function
tests performed before starting treatment, monthly for the first
3 months, and less frequently thereafter. It is important to put
the toxicity and monitoring guidelines in perspective. Similar
abnormalities of liver function were found and monitoring was recommended
when the HMG-CoA (3-hydroxy-3-methylglutaryl-coenzyme A) reductase
cholesterol lowering drugs were approved for use. Experience with
them has been quite good and toxicity is limited.
A major issue at this time is in whom and when to
use these new antileukotriene drugs. Except for patients with aspirin-sensitive
asthma who respond very well to the antileukotrienes, there are
presently no clinical or laboratory features that identify those
patients most likely to benefit from these new drugs. In clinical
trials, the responses to antileukotriene therapy have been heterogeneoussome
patients have had dramatic beneficial effects and others have not
improved at all, while the majority have demonstrated a modest
benefit. Further, most of the large clinical studies have been
performed in patients with mild-to-moderate disease, yet these
drugs have been successfully used in patients with more severe
disease as well. At this time one can only advise a trial and error
approach, a situation typical of the use of most new therapies
in medicine. More specific recommendations should be possible as
experience is gained.
Methotrexate
Methotrexate, a folic acid analogue used at high
doses as an antimetabolite cancer chemotherapeutic agent, also
has anti-inflammatory effects when given at lower doses (7.5-30
mg/week). In vitro, methrotrexate inhibits neutrophil chemotaxis,
macrophage IL-1 synthesis and basophil histamine release. It has
been used extensively for treatment of rheumatoid arthritis and
psoriasis. In a small randomized, double-blind, crossover trial
reported in 1988, methotrexate was found to decrease the need for
systemic steroids and to improve symptoms in patients with steroid-dependent
asthma. Subsequently, (as of mid-1997), ten additional randomized,
double-blind, placebo-controlled studies of methotrexate in steroid-dependent
asthma have been published. In four of these studies, use of methotrexate
was associated with a steroid-sparing effect, with stable or improved
symptom scores, while in the other six trials the drug had no clear
beneficial effect on steroid requirement, symptoms, or pulmonary
function. Low-dose methotrexate may be associated with a number
of adverse effects, including nausea and vomiting, alopecia, mucosal
ulceration, liver function abnormalities and neutropenia, which
are generally reversible with discontinuation of therapy. Severe
and potentially life-threatening toxic effects, such as hepatic
fibrosis, bone marrow suppression, pulmonary fibrosis, and opportunistic
infections, may also occur, although they are rare. In summary,
methotrexate may reduce steroid requirements in some steroid-dependent
asthma patients, but it has not been beneficial in the majority
of controlled trials. Given its potential for significant toxicity,
methotrexate should be reserved for selected patients who fail
to respond to other available therapies. Close monitoring for adverse
effects is essential.
Gold
Gold salts are commonly used in the treatment of
rheumatoid arthritis. Gold has a number of anti-inflammatory effects
relevant to asthma, including inhibition of IgE-mediated release
of histamine and LTC4 from mast cells and basophils,
inhibition of leukotriene synthesis concomitant with stimulation
of prostanoid formation in alveolar macrophages, and inhibition
of mediator-induced airway smooth muscle contraction. Parenteral
and oral gold preparations have been used in Japan as treatment
of asthma for many years. Several small uncontrolled series have
supported the efficacy of gold salts in the treatment of asthma.
In addition, four randomized, placebo-controlled trials, all involving
small numbers of patients, have been published. In one of two studies
involving intramuscular gold sodium thiomalate, gold therapy was
associated with clinical improvement and lower asthma symptom scores.
More recently, two double-blind, placebo-controlled trials demonstrated
that the oral gold compound, auranofin, reduced steroid requirements
and improved symptoms and pulmonary function in steroid-dependent
asthmatics, and decreased airway hyperreactivity in mild, nonsteroid-requiring
asthmatics. Gold therapy may be associated with proteinuria, diarrhea,
eczema, urticaria, and stomatitis. Clinical experience with gold
salts as treatment for asthma is limited in North America; the
proper place for this form of therapy remains to be defined.
Cyclosporine A
The fungal cyclic polypeptide cyclosporine A protects
against rejection of allografts by inhibiting the activation of
T lymphocytes. Cyclosporine A acts by disrupting signal transduction
leading to transcription of lymphocyte genes, including cytokines
IL-2, IL-3, IL-4, IL-5, and TNF. Cyclosporine A also has multiple
inhibitory effects on activation of and mediator release by other
inflammatory cells, including mast cells, basophils, eosinophils,
monocytes-macrophages and neutrophils. It has been used to treat
various inflammatory and immunologic disorders, including psoriasis,
nephrotic syndrome, and inflammatory bowel disease. Based on the
recognition that activated T cells play a key role in driving asthmatic
airway inflammation, cyclosporine A has been evaluated recently
as therapy for steroid-dependent asthma. In two of three randomized,
controlled trials, cyclosporine A reduced steroid requirements
and improved pulmonary function compared to placebo. However, treatment
with cyclosporine A was associated with a number of adverse effects,
including hypertrichosis, decreased renal function, hypertension,
paresthesias, tremor, gingival hypertrophy, and minor infections.
Although the drug was discontinued due to adverse effects in only
a small proportion of asthma patients studied, the unfavorable
toxicity profile of cyclosporine A precludes its use in most asthma
patients. Development of an inhaled formulation of the drug may
change this situation in the future. Newer, less toxic cyclosporine-like
drugs are also being developed.
New Directions in Anti-Inflammatory Therapy
A whole range of novel approaches to asthma therapy
is currently under investigation. These new agents target specific
cells, cytokines, adhesion molecules, and mediators involved in
the pathogenesis of asthma. Some of them, such as monoclonal antibodies
directed against CD4 or IgE, have shown encouraging results in
early-phase clinical trials. Many other classes of agents are in
preclinical development. These include monoclonal antibodies to
IL-4 and IL-5, and an antagonist of TNF-a. Monoclonal antibodies to specific adhesion molecules
expressed on endothelial cells, epithelial cells and eosinophils
(selectins, ICAM, VCAM, and integrins) effectively block key features
of the inflammatory response in animal models of asthma. Other
potentially useful agents in early phases of investigation include
inhibitors of mast cell tryptase, antagonists of neurokinin receptors,
and antibodies to or other inhibitors of chemokines or their receptors.
Summary
Major advances have been made in understanding the
inflammatory pathogenesis of asthma. As a result, the focus of
treatment has now shifted to blocking and reversing airway inflammation.
Major changes in drug therapy include greater emphasis on the use
of inhaled corticosteroids and the development of a new class of
agents, the antileukotrienes. Continued progress in understanding
the pathobiology of asthma should result in additional therapeutic
gains.
References
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2. Guidelines for the diagnosis and management of
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of Health, 1997. NIH publication no. 97-4051
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4. Barnes PJ. Mechanisms of action of glucocorticoids
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5. Haahtela T, Jarvinen M, Kava T, et al. Comparison
of a beta2-agonist, terbutaline, with an inhaled corticosteroid,
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7. Wasserman SI. Immunopharmacological profile of
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8. Schudt C, Tenor H, Hatzelmann A. PDE isoenzymes
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9. Smith LJ. Leukotrienes in asthma. the potential
therapeutic role of antileukotriene agents. Arch Int Med 1996;
156:2181-89
10. Israel E, Rubin P, Kemp JP, et al. The effect
of inhibition of 5-lipoxygenase by zileuton in mild-to-moderate
asthma. Ann Int Med 1993; 119:1059-66
11. Spector SL, Smith LJ, Glass M, et al. The effects
of 6 weeks of therapy with ICI 204,219, a leukotriene D4-receptor
antagonist, in subjects with bronchial asthma. Am J Respir Crit
Care Med 1994; 150:618-23
12. Israel E, Cohn J, Dube L, et al. Effect of treatment
with zileuton, a 5-lipoxygenase inhibitor, in patients with asthma.
JAMA 1996; 275:931-36
13. Liu MC, Dube LM, Lancaster J, and the Zileuton
Study Group. Acute and chronic effects of a 5-lipoxygenase inhibitor
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