Lesson 15, Volume 15Antibiotic Resistance in Community-Acquired
Pneumonia
By Ronald Grossman, MD, FCCP
Effective December 31, 2004, PCCU Volume 15 is available for review purposes only. CME credit for this volume is no longer being offered.
Objectives
- To identify the major respiratory pathogens in patients with
community-acquired pneumonia by site of care.
- To appreciate the current levels of antimicrobial resistance
globally.
- To understand the mechanisms of resistance.
- To appreciate the clinical relevance of antimicrobial resistance.
Key words
community-acquired pneumonia; b-lactamase-producing Haemophilus
influenzae; b-lactamase-producing Moraxella
catarrhalis; penicillin-resistant Streptococcus pneumoniae
Abbreviations
CAP = community-acquired pneumonia; MIC90 =
minimum inhibitory concentration; PNSP = penicillin-nonsusceptible
pneumococci
Community-acquired pneumonia
(CAP) is a common illness, affecting approximately 4 million adults
in the United States annually. Roughly 15% (600,000) of these patients
are hospitalized.1 Because the microbial etiology of
CAP varies according to the severity of illness, several recently
published guidelines for the management of patients with CAP have
adopted site-specific recommendations for treatment.2,3 The
simplest approach is to group patients based on the physician's
decision regarding the patient's need for hospitalization and/or
ICU care. This can be simplified to include (1) outpatients; (2)
inpatients, hospital ward; (3) inpatients, ICU; and (4) nursing
home.
Etiology
Etiology of Pneumonia Treated in an Outpatient Setting
Although as many as 80% of patients with pneumonia
are treated on an ambulatory basis, the etiology of pneumonia in
this group of patients has not been well studied. Mycoplasma
pneumoniae is more common in ambulatory patients than in those
patients requiring hospital admission and is thought to be the
most common cause of pneumonia in this setting.4 However,
in many of the studies examining etiology in this setting, the
importance of bacterial pathogens is understated because sputum
specimens were not collected from many of the outpatients and,
even when collected, technical difficulties precluded in-depth
analysis.
Etiology of CAP Requiring Admission to Hospital
The most frequent etiologic agent of CAP in patients
requiring hospitalization is Streptococcus pneumoniae, with
a frequency ranging from 5 to 55%.5,6 Using various
methods to detect antibodies to pneumolysin, techniques that greatly
increase the yield of pneumococcal infection, about half of all
cases of CAP can be attributed to S pneumoniae. The reliability
of these techniques, however, has been questioned. A declining
incidence of pneumococcal infection has been recently found.7 Antibiotic
therapy administered just before the collection of a sputum sample
probably accounts for this observation but lack of bedside inoculation
of sputum for culture (done in earlier studies, but not done now)
and other factors may also be important.
Chlamydia pneumoniae is recognized as the
second most common cause of pneumonia, with a range of 3.4 to 43%
in various studies.6,7 The third most common cause of
CAP requiring hospitalization is Haemophilus influenzae. Most
studies have shown a higher prevalence of H influenzae pneumonia
in patients with COPD, although in a recent study targeting patients
with COPD and pneumonia, H influenzae was the third ranked
agent, accounting for 9% of the cases.8
Legionella pneumophila accounts for 2 to 6%
of cases of CAP requiring hospitalization and is very geographic-dependent.
About one half of these cases are related to L pneumophila serogroup
1 while Legionella micdadei, Legionella feelii, Legionella bozemanii,
Legionella dumoffii, and Legionella longbeachae account
for slightly more than 10% of cases.9
Aerobic Gram-negative rods including Escherichia
coli, Klebsiella spp, etc., are uncommon causes of CAP overall.
Risk factors for the isolation of these organisms include:
- critical illness requiring ICU admission;
- severe structural lung disease;
- recent administration of broad-spectrum antimicrobials; and
- chronic oral corticosteroid therapy.
M pneumoniae can occasionally cause severe
pneumonia, even to the extent that ventilatory assistance is required.
Infection with respiratory tract viruses often precedes pneumonia
and may be important in the pathogenesis of pneumonia in those
patients requiring hospitalization. Respiratory syncytial virus,
a well-known pathogen in children, is emerging as an important
respiratory pathogen in adults. Mycobacterium tuberculosis accounts
for 1.4 to 10% of cases of CAP requiring hospitalization. Pneumocystis
carinii caused 2% of CAP requiring admission to hospital early
in the HIV epidemic but is much less common now.10
Patients prone to aspiration during episodes of decreased
consciousness (seizures, neurologic diseases affecting the swallowing
mechanism, drug overdose, alcohol, etc.) may be infected with anaerobes.11 The
risk of pleuropulmonary anaerobic infection is increased in the
presence of periodontal disease or dental caries (which increase
the inoculum of anaerobes aspirated).12 Pulmonary infection
with anaerobes are usually associated with foul-smelling sputum,
lung abscess, and empyema.13
Despite extensive investigation there is always a
subset of patients with pneumonia of unknown etiology. It is likely
that some of these cases of unknown etiology are caused by undiscovered
pathogens.
Etiology of Nursing HomeAcquired Pneumonia
In virtually every study of pneumonia in the aged, S
pneumoniae is the most commonly isolated pathogen. The rate
of colonization of the oropharynx by Gram-negative rods rises
with increasing age.14 The relevance of this observation
is not entirely clear. Because macroaspiration is common in nursing
home patients, it is possible that Gram-negative rods are important
in nursing home-acquired pneumonia. Reliance on sputum culture
to make an etiologic diagnosis is a major limitation of studies
of nursing home-acquired pneumonia. In some studies, aerobic
Gram-negative rods rates as high as 40% have been identified,
which runs contrary to most other studies.15
Severe CAP
S pneumoniae is the most commonly isolated
causative organism in patients treated in the ICU, identified in
17 to 34% of cases.16,17 The other common bacterial
pathogens are L pneumophila, H influenzae, and Staphylococcus
aureus. However, any agent that causes pneumonia can result
in infection severe enough to require intensive care. Both aerobic
Gram-negative bacilli and Legionella occur more frequently in patients
treated in the intensive care setting than in those treated elsewhere.
Although a causative organism is more commonly identified
in CAP patients treated in an ICU than elsewhere, an etiologic
agent is only identified in approximately 60% of the patients despite
the more intensive diagnostic testing.
Penicillin Resistance in S pneumoniae
Definition
A minimum inhibitory concentration (MIC90)
of < 0.1 mg/L defines penicillin-susceptible S pneumoniae.18 Intermediate
penicillin resistance is defined by an MIC90 of 0.1
to 1.0 mg/L, while high-level penicillin resistance is defined
by an MIC90 > 2.0 mg/L. S pneumoniae with reduced
susceptibility to penicillin is often referred to as penicillin-nonsusceptible
pneumococci (PNSP; MIC90 > 0.1 mg/L) or penicillin-resistant
pneumococci (MIC90 > 2.0 mg/L). Resistance to two
or more classes of antimicrobials with different mechanisms of
action defines multidrug-resistant S pneumoniae.19
The first reported case of clinically significant
infection caused by a penicillin-resistant strain of S pneumoniae
was in Australia in 1967.20 Since then, the isolation
of PNSP has been reported worldwide but with wide variation from
country to country for reasons that are not well understood. Regional
differences in patterns of antibiotic use, including dosing regimens,
compliance issues, and cost, explain some but not all of this variability.
Prevalence of Drug-Resistant S pneumoniae
In the United States, the prevalence of PNSP increased
from 5% in 1987 to 8% by 1992, and 25% by 1995 (7 to 10% penicillin-resistant
pneumococci).21-23 A national survey during 1997 found
that among 845 clinical isolates of S pneumoniae from 34 different
medical centers, 27.8% (range, 10.5 to 50.0%) had intermediate
penicillin susceptibility, while 16% (range, 0 to 36.8%) were highly
resistant to penicillin.24 Another survey involving
4,152 isolates collected from 163 US institutions from December
1997 to May 1998 indicated that 22.0% demonstrated intermediate
penicillin susceptibility, while 13.0% of strains had high-level
resistance.25 More recently, 4,013 cases of invasive S
pneumoniae disease were reported; 24% were resistant to penicillin,
but in some states (Tennessee and Georgia), the rate was as high
as 35%.26
High-level resistance to penicillin in S pneumoniae is
related to altered b-lactam target sites
(penicillin-binding proteins), and, in contrast to the penicillin
resistance in H influenzae and M catarrhalis due
to b-lactamase production, cannot be
overcome by the addition of a b-lactamase
inhibitor. There are six penicillin-binding proteins and, among
strains that have high-level resistance to penicillin, reduction
in the affinity of at least three penicillin-binding proteins has
been found. Penicillin resistance in S pneumoniae is often
a marker for a multidrug-resistant phenotype.27 These
strains frequently demonstrate reduced susceptibility to oral cephalosporins,
macrolides, trimethoprim-sulfamethoxazole, and tetracyclines. Vancomycin
and the "respiratory" fluoroquinolones (eg, gatifloxacin,
gemifloxacin, levofloxacin, moxifloxacin and trovafloxacin) are
the only antibiotics equally active against both penicillin-susceptible
and penicillin-resistant strains of S pneumoniae.27-29
Risk Factors for Drug-Resistant S pneumoniae
While the overall percentage of strains demonstrating
reduced susceptibility to penicillin is increasing throughout the
United States and Canada, there are regional discrepancies and
certain patient groups appear to be more likely to be infected
with these strains.30,31 The following have been determined
to be risk factors for infection with drug-resistant S pneumoniae:
- age < 6 years or > 70 years;
- recent antimicrobial therapy;
- immunosuppression, HIV disease;
- coexisting illness or underlying disease;
- recent or current hospitalization;
- institutionalization;
- member of the military; and
- family member of or child attending day care
Are Penicillin-Resistant Strains Less Pathogenic than Penicillin-Sensitive
Strains?
Two studies have reported a lower rate of bacteremia
associated with penicillin-resistant S pneumoniae infections
compared with penicillin-susceptible S pneumoniae infections
(8 vs 29%) suggesting that these strains may be less virulent.32,33 Failure
of penicillin therapy has been documented for meningitis and otitis
media, but not for nonmeningeal infections with penicillin-resistant S
pneumoniae.33-35 Some comparative studies of adults
and children have indicated that infection with penicillin-nonsusceptible
strains has not influenced the outcome of pneumonia.36,37 Other
studies and recent case reports indicate that penicillin resistance
may have an impact on mortality.38-41 In particular,
Feiken and associates38 suggested that mortality was
increased among patients with pneumococcal isolates with an MIC90 > 4
mg/L, but only after the first 4 days of hospitalization were excluded.38 The
authors reasoned that early deaths are not affected by antimicrobial
therapy and only deaths occurring after 4 days of hospitalization
could be attributed to antimicrobial failure. This was originally
pointed out by Austrian and Gold42 decades ago, when
they showed a reduction in pneumococcal pneumonia mortality related
to penicillin administration only after the fifth day of illness.
The major shortcoming of this study is that the antibiotics used
are not identified so that intrinsic antimicrobial activity and
outcome cannot be linked. While there is conflicting clinical evidence
regarding the importance of penicillin resistance particularly
for MIC90 values ranging from 1 to 4 mg/mL,
most investigators anticipate clinical failures when the MIC90
exceeds 4 mg/mL.
Treatment for PNSP Strains
Most strains, even those with high-level resistance,
have MIC90 values of 4 mg/L or lower.24,28 Pharmacokinetic
and dynamic considerations imply that b-lactams
would be effective against strains demonstrating MIC90 levels < 2
mg/L. The peak serum concentration of penicillin G administered
IV at 40,000 U/kg q4h is approximately 40 mg/L, and after oral
administration of amoxicillin 500 mg, the peak concentration ranges
from 5.5 to 11.0 mg/L. In most instances, this would lead to a
serum concentration higher than the MIC90 for more than
40% of the dosing interval (a value that experimentally is required
for excellent bacterial killing and good clinical outcomes).43 Thus,
the current laboratory definitions of penicillin resistance for
noncerebrospinal-fluid isolates of S pneumoniae may not
be clinically relevant. For intermediately resistant strains, either
amoxicillin (500 mg tid) or cefuroxime (500 mg bid) remains effective
as oral therapy.29 For highly resistant strains with
MIC _ 2 mg/L, high-dose IV penicillin (2 MU q6h) is still effective.
Respiratory fluoroquinolones or parenteral treatment with a third-generation
cephalosporin (eg, cefotaxime 1 g q8h or ceftriaxone 1 g
q24h) are alternative choices.
Macrolide Resistance in S pneumoniae
Macrolide resistance in S pneumoniae occurs
in 23% of isolates in the United States and > 11% of strains
in Canada.29 Target site modification mediated by one
or more methylase genes (erm), or by an efflux pump mechanism
mediated by the mef gene are the major mechanisms of resistance.29 The
rise in MIC to macrolides tends to be abrupt and of greater magnitude
(MIC90 >10 mg/L) than that seen with penicillin resistance
in S pneumoniae, where the increase in MIC to penicillin
is incremental over time. Furthermore, among intermediately penicillin-resistant
strains in the United States, approximately 40% of strains are
resistant to azithromycin and clarithromycin and > 65% are resistant
when high-level resistant strains are isolated.25 Despite
this, very few cases have been reported in which the presence of
macrolide resistance in vitro in patients with S pneumoniae pneumonia
has led to clinical failure or break-through bacteremia during
macrolide therapy.44,45 This is in part due to the fact
that the etiology of CAP is not identified in > 50% of cases,
and any association of treatment failure with macrolide-resistant S
pneumoniae may be difficult to detect or confirm clinically.
Another possible explanation is that because macrolides are highly
concentrated in alveolar macrophages, achieving concentrations
that are several-fold higher than those available in serum, in
vitro susceptibility results may not accurately predict in
vivo activity.46 There is considerable evidence
that macrolides are highly effective as monotherapy for outpatients
with mild to moderate CAP.47,48 There is equally compelling
evidence of the efficacy of macrolides added to a parenteral cephalosporin
in the management of patients with pneumonia who are ill enough
to require hospitalization.
Fluoroquinolone Resistance in S pneumoniae
Matsumura and coworkers49 found no increase
in fluoroquinolone resistance between 1988 and 1995 in a cross-Canada
survey of S pneumoniae susceptibility. There has been an
increase in fluoroquinolone resistance among S pneumoniae in
Canada, from 0% in 1993 to 1.7% during 1997 and 1998.50 The
prevalence of fluoroquinolone resistance was higher in isolates
from older patients (2.6% among those > 65 years of age
vs 1.0% among those 15 to 64 years of age; p < 0.001), and among
those from Ontario (1.5% vs 0.4% among those from the rest of Canada;
p < 0.001). Wise et al51 also found two of 29 clinical
isolates to be highly resistant to ciprofloxacin and even demonstrated
reduced susceptibility to newer fluoroquinolones with enhanced
Gram-positive activity. For reasons that are not entirely clear,
this observation has not been repeated in the United States.25 The
mechanism of fluoroquinolone resistance is mediated either by mutations
in the target topoisomerases (gyrA and/or parC),
or by an efflux pump mechanism.29
b-Lactamase Production
in H influenzae and M catarrhalis
Aminopenicillin resistance due to b-lactamase
production by H influenzae currently exceeds 30% in the
US.52 Nearly all strains are susceptible to ceftriaxone
and cefuroxime. b-Lactamase-producing
strains of H influenzae demonstrate reduced susceptibility
to the macrolides, but the clinical relevance of this observation
is questionable.22 While the fluoroquinolones have better H
influenzae eradication rates than macrolides in patients with
acute exacerbations of chronic bronchitis, the clinical outcomes
are usually similar.53 Aminopenicillin resistance in M
catarrhalis is stable at approximately 90%, but second- or
third-generation cephalosporins and amoxicillin/clavulanate remain
active against these organisms.54
Empiric Therapy Regimens
The recently published guidelines from Canada and
the Infectious Diseases Society of America are remarkably similar
in their recommendations for the management of patients with CAP.2,3 For
outpatients with no specific risk factors for drug-resistant S
pneumoniae or Gram-negative organisms, either a macrolide or
tetracycline is recommended. The Canadians recommend a respiratory
fluoroquinolone only for patients suspected of having infection
caused by Gram-negative organisms (structural lung disease, recent
antibiotics within 3 months, chronic oral corticosteroids administration)
whereas the Infectious Diseases Society of America suggests a fluoroquinolone
as an option for all outpatients. The implication is that the Canadians
are not as concerned about the role of resistance in clinical outcomes
mainly because resistance rates in Canada are lower than in the
United States and clinical failures related to resistance are extremely
hard to find. This is true for Canada and the United States. Both
guidelines agree that a respiratory fluoroquinolone is an appropriate
first choice for patients admitted to the hospital ward. The alternative
choice would be a combination of a macrolide plus a second-, third-,
or fourth-generation cephalosporin. The rationale for these choices
involves appropriate coverage of the likely pathogens, improved
clinical outcomes, and the concern of pneumococcal resistance.55 For
patients with life-threatening illness requiring ICU admission
but no suspicion of Pseudomonas aeruginosa infection, a
combination of a respiratory fluoroquinolone plus an advanced-generation
cephalosporin or b-lactam/b-lactamase
inhibitor or a macrolide plus a similar b-lactam
choice is appropriate. For patients suspected of being infected
with P aeruginosa, an antipseudomonal fluoroquinolone is
substituted for a respiratory fluoroquinolone and an antipseudomonal b-lactam
(ceftazidime, piperacillin-tazobactam, imipenem, meropenem) is
necessary.
Conclusion
Increasing rates of antimicrobial resistance of the
major respiratory pathogens, S pneumoniae, H influenza, and M
catarrhalis to first-line agents such as b-lactams
and macrolides are forcing physicians to consider alternative therapies.
Careful application of guidelines and reduced antibiotic prescribing
for nonbacterial infections such as otitis media and viral tracheobronchitis
should permit the use of standard medications for some time to
come. There will be a need to develop new classes of antimicrobials
as resistance rates worsen. Complacency may lead to a situation
where patients with CAP may not be treatable with antibiotics.
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