Lesson 6, Volume 16Pulmonary Sarcoidosis
By Anders Eklund, MD, FCCP
Effective December 31, 2004, PCCU Volume 16 is available for review purposes only. CME credit for this volume is no longer being offered. Objectives
- Outline the epidemiology, etiology, pathology, and pathogenesis
of pulmonary sarcoidosis.
- Outline the clinical presentation and methods for investigation.
- Highlight prognostic factors.
- Discuss signs of disease activity and therapeutic alternatives.
Key words
alveolitis; bronchoalveolar lavage; granuloma; interstitial
lung disease; sarcoidosis
Abbreviations
ACE = angiotensin-converting enzyme; EN = erythema
nodosum; HLA = human leukocyte antigen; HRCT = high-resolution
CT; TCR = T-cell receptor
Sarcoidosis is an inflammatory
disorder that can affect any organ but has a predilection for the
lungs, lymph nodes, eyes, liver, spleen, heart, skin, kidneys,
and the nervous system. The hallmark of sarcoidosis is formation
of noncaseating epithelioid cell granulomas but they do not per
se prove the diagnosis. Clinical symptoms, chest radiograph
findings, and pulmonary function tests should also be compatible
with the disorder. The onset, clinical features, and prognosis
are most variable with clear ethnic differences. An acute first
appearance with erythema nodosum (EN) and/or ankle arthritis heralds
a favorable outcome, while progressive pulmonary fibrosis may follow
an insidious onset. No etiologic agent has been identified and
no curative treatment is known.
Epidemiology
There are reports on significant differences between
different ethnic groups in both incidence and prevalence. The age-adjusted
annual incidence rate in blacks in the United States is about three-fold
higher than that in Caucasians. There are also geographical differences
in incidence and prevalence. This may reflect true differences
but also mirror the intensity at which the diagnosis has been sought.1-4 African
Americans tend to run a more aggressive disease course than Caucasians
do.4
Seasonal clustering has been reported with a peak
incidence in the onset, particularly of acute sarcoidosis, in early
spring. Additionally, there are reported clusters of cases,5 and
it has been suggested that the disease is transmissible because
close contact seems to increase the risk of contracting the disorder.6 Taken
together, this supports the notion of an infectious cause.
Etiology
A large body of evidence favors the idea of a specific
etiologic antigen in sarcoidosis, which triggers disease in genetically
predisposed individuals. The supposed agent must have a low degree
of transmission and a long latency period. A wide range of specific
agents have been suggested to cause sarcoidosis (Table
1).
Table 1Examples of Agents
Suggested To Cause Granulomatous Disorders
|
Infectious |
Propionibacterium acnes
Mycobacteria (including atypical forms)
Mycoplasma
Borrelia burgdorferi
Rickettsia helvetica
Chlamydia
Viruses |
|
Organic |
Clay
Pine tree pollen |
|
Inorganic |
Talc
Zirconium |
The finding of a skewed T-cell receptor (TCR) repertoire
in BAL T cells of sarcoidosis patients strongly argue for the presence
of a specific antigen. T lymphocytes expressing the ab TCR
specifically recognize antigenic peptides presented by human leukocyte
antigen (HLA) molecules expressed by antigen presenting cells.
Moller et al7 first described a bias in the usage of
a certain TCR V gene by lung T cells in sarcoidosis patients, indicating
that a specific antigen had stimulated these cells.
Pathology
The granulomas in sarcoidosis are well-organized,
noncaseating, and without signs of microorganisms (Fig
1). Cornerstones are the epithelioid cells, which often are
multinucleated (Langhans' giant cells), and may contain various
inclusion bodies. Interspersed between the cells are macrophages
and some CD4-expressing T lymphocytes. In the periphery of the
granulomas, CD8+ T cells, B cells, and monocytes can be seen. Fibroblasts
and collagen fibers may surround the granulomas, constituting a
prerequisite for development of fibrotic changes. In the lungs,
the granulomas preferentially will have a peribronchial and perivascular
distribution. They may resolve or eventually disrupt the alveolar
structure, giving rise to cyst formation and bronchiectasis. Granulomas
may also be seen in other conditions such as berylliosis and allergic
alveolitis.
Figure
1. A nonnecrotizing epithelioid cell granuloma compatible
with sarcoidosis.
Pathogenesis
In pulmonary sarcoidosis there generally is an alveolitis
constituted of an accumulation of activated CD4+ T helper cells,
creating an increased ratio between CD4+ and CD8+ BAL T cells.
A CD4/CD8 ratio > 3.5 was shown to be highly specific for sarcoidosis.8,9 The
lung-accumulated T cells may have migrated from the peripheral
blood or lymphoid tissue, or they may have proliferated locally.
Reduced numbers of peripheral CD4+ T cells may explain the depressed
cell-mediated immunity, a characteristic finding in patients with
sarcoidosis.
Alveolar macrophages, which have the capacity to
process and present antigens to T cells, also accumulate in the
lungs of sarcoidosis patients. The alveolar macrophages are activated
and produce a number of proinflammatory cytokines and chemokines,
resulting in further cell accumulation.10,11 The inflammation
in sarcoidosis is considered to be a characteristic T helper one
immune response with granuloma formation. In the granulomas, epithelioid
cells secrete angiotensin-converting enzyme (ACE), and measurements
of ACE are considered to reflect the total granuloma burden.
In sarcoidosis, there is a polyclonal activation
of B cells, creating elevated titers to a number of viral antigens
as well as producing autoantibodies. The formation of immune complexes
has been associated with EN, uveitis, and arthralgia.12
Most studies on the importance of the genetic background
have focused on associations with HLA alleles, and several reports
have associated sarcoidosis with the common autoimmune haplotype
HLA-A1, -B8, -DR3, in some cases showing further correlations to
acute disease and good prognosis.13-16 Alternatively,
through linkage disequilibrium, HLA associations may instead represent
associations with other closely located genes.
Clinical Presentation
Mode of Presentation
Because of the great variation in the mode of presentation
and the multiorgan involvement, almost any physician may come across
a patient with sarcoidosis. The patient is often a nonsmoker between
20 and 40 years of age. In this age group, the disease is equally
common in both sexes, but after the age of 50 there is another,
but lower, incidence peak in women.2
Ethnicity plays an important role in the clinical
manifestations. African Americans are reported to get more advanced
constitutional and respiratory symptoms than Caucasians,3 and
Japanese patients more often have eye involvement but less severe
constitutional symptoms than Caucasians.17
Most cases will be detected after an insidious onset
of symptoms such as fatigue, dry cough, and slightly elevated body
temperature, whereas weight loss and dyspnea mostly signal more
advanced disease. On the other hand, a substantial number of patients
present with Löfgren's syndrome, which includes bilateral
hilar lymphoma, high-grade fever, and EN, particularly on the lower
limbs (women), and/or ankle joint arthritis (men).18 Löfgren's
syndrome commonly presents during spring, usually predicts good
prognosis with spontaneous resolution, and very rarely reappears
once in remission.
Uveitis, causing blurred vision, red eyes, pain,
and photophobia, is also a rather frequent sign of acute sarcoidosis.
Uveitis has, however, a tendency to wax and wane over longer periods
of time. It may be combined with parotid gland enlargement, xerostomia,
fever, and one- or double-sided facial nerve palsy, and is then
referred to as Heerfordt's syndrome.
There is a wide range of other presenting symptoms
or signs, eg, renal stones, cardiac arrhythmia, and disconfiguration
of scars.
Pulmonary Involvement
The lungs are probably the most frequently involved
organs and have previously been reported to be engaged alone or
together with the pleura and intrathoracic lymph nodes in > 90
% of the cases.19 Typical symptoms indicating pulmonary
involvement are usually nonproductive cough and dyspnea with concomitant
fatigue. Physical findings are mostly absent but wheezing may indicate
bronchostenosis. Pulmonary changes can very well exist despite
the patient being asymptomatic. In BAL fluid, there is generally
a moderate increase in the total number of cells, and an increased
percentage (~15 to 60%) of CD4+T lymphocytes (Fig
2). As a consequence, the CD4+/CD8+ ratio will be high. There
are also reports on alveolitis in sarcoidosis dominated by CD8+
cells,20 and neutrophils may accumulate in more advanced
fibrosing cases.21 In the lung parenchyma, peribronchial-
and perivascular-oriented granulomas can be found.
A |
Figure 2. BAL
cytospins from a healthy nonsmoker (A), and a
patient with sarcoidosis (B). Both show a predominance
of large alveolar macrophages, but there is an increased percentage
of lymphocytes in the cytospin from the sarcoidosis patient. |
B |
If the disease is relentlessly progressive the parenchyma
shrinks, bronchial stenosis occurs,22 and bronchiectasis
and cysts form. This causes the prerequisite for invasive Aspergillus
infection, formation of aspergillomas. These may lead to even fatal
hemorrhages.23 End stages are chronic respiratory failure
and cor pulmonale.
Pleural involvement with pneumothorax or effusion
is a rather rare finding, occuring in just a few percent of patients.
Diagnosis
As there are no entirely specific histopathologic
changes and as the cause of sarcoidosis remains unknown, the diagnosis
is one of exclusion. It is therefore of utmost importance that
a complete occupational (eg, exposure to beryllium and molds)
and environmental history is taken, and that signs of infection
are registered.
Radiography
Recently an international statement on sarcoidosis24 recommended
that, as previously, a conventional chest radiograph should constitute
the basis for staging, and that a grading system from 0 to IV should
be used (Table 2, Fig 3).
CT is not for routine use but can be valuable when there are unusual
manifestations or to confirm peribronchovascular nodules. In addition,
high-resolution CT (HRCT) has a role in determining areas of activity.
Ground-glass attenuation indicates active inflammation, and in
selected cases repeated investigations with a limited number of
HRCT sections can be a useful tool when determining the outcome
of therapeutic interventions (Fig 4).
Table 2Radiographic Staging
of Pulmonary Sarcoidosis Using Conventional Chest Radiography
|
Stage |
Findings |
|
0 |
Normal radiograph |
|
I |
BHL* with radiographically clear lungs |
|
II |
BHL* plus parenchymal infiltrates, often a
mottled appearance |
|
III |
Parenchymal infiltrates without lymphoma |
|
IV |
Parenchymal shrinkage, signs of fibrosis |
|
*BHL = bilateral hilar lymphoma. |
A |
Figure 3. Conventional
chest radiographs showing A, bilateral hilar
lymphoma (BHL), stage I; B, BHL with parenchymal
infiltrates, stage II; C, parenchymal infiltrates,
stage III; and D, signs of fibrosis with shrinkage,
stage IV. |
B |
C |
D |
A |
Figure 4. A, CT
showing bilateral nodular infiltrates along bronchovascular
bundles and enlarged mediastinal lymph nodes. B, HRCT
enhancing the nodular pattern. |
B |
Bronchoscopy
An onset with classical Löfgren's syndrome in
a young adult could be sufficient to make the diagnosis, although
a histologic confirmation should be the goal. This can be achieved
by taking biopsy specimens from the mucosa or from the parenchyma
by transbronchial technique using a fiber bronchoscope. The diagnostic
yield will depend on the number and quality of biopsy specimens
taken. Transbronchial needle aspiration of mediastinal nodes has
been advocated by some. Bronchoscopy gives an opportunity to sample
specimens for cultures of fungi and mycobacteria and to evaluate
the extent of endobronchial changes such as plaque formation and
stenosis, or to detect extrinsic compression causing atelectasis,
for example. As BAL to retrieve cellular and noncellular components
from the alveoli usually is easy to perform, it should be emphasized
that a ratio of CD4+/CD8+ T cells in BAL fluid > 3.5 strongly
indicates the diagnosis.8,9 A high percentage of lymphocytes
may support the diagnosis but is not diagnostic. BAL should not
be regarded as a standard procedure, either to obtain the diagnosis
or for follow-ups.
Additional Biopsy Techniques
Video-assisted thoracoscopy or thoracotomy to take
biopsy specimens should be reserved for a very limited number of
cases where other measurements to obtain a diagnosis have failed
and where the treatment will depend on the diagnosis. In general,
biopsy specimens should be taken in the least invasive way from
an organ that appears involved and is readily accessible, eg, skin
(except EN) and peripheral lymph nodes. A slightly more invasive
method is to remove lymph nodes from the fossa supraclavicularis,
usually on the right side (Daniels's biopsy).
In some cases the intrathoracic lymph node enlargement
is unilateral and it may be difficult to rule out a malignant lymphoma.
In such cases, mediastinoscopy should be considered.
Biopsy specimens for histologic examination can be
taken from several other organs as well, eg, the salivary
glands, conjunctiva, spleen, and liver. Intracutaneous injection
of a suspension made up of sarcoid granulomatous tissue, ie, the
Kveim-Siltzbach test, in order to look for a granulomatous reaction
at the injection site has widely been abandoned for a number of
reasons.
Physiology
A baseline pulmonary function test and serial follow-ups
may prove most valuable to determine disease progression. Vital
capacity is regarded to reflect the course of the disease fairly
well, and if low, a stiff lung is probable.25 A rather
sensitive tool is the measurement of diffusion of carbon monoxide,
which often is reduced at an early stage. If the disease resolves,
it may normalize. Airflow limitation increases with more advanced
radiographic stages. Bronchial hyperreactivity is not uncommon,
whereas hypoxemia is.
Scintigraphy
67Ga and 201Tl have been used
to visualize granulomatous changes.26 Recently, a radiolabelled
(111In-DTPA-D-Phe) somatostatin analogue (OctreoScan;
Mallinckrodt Medical; Petten, Netherlands) was introduced,27 as
it has some advantageous physical properties, and as somatostatin
receptors are expressed on granulomatous cells (Fig
5). However, the radiation dose is not negligible. It should
therefore only be used in selected cases when extrathoracic biopsy
sites are sought.
Figure
5. Octreotide scintigraphy showing a pronounced accumulation of
the isotope in the submandibular region.
Laboratory Findings
There is no specific biochemical marker for activity
in sarcoidosis, but a number of parameters that could be measured
in blood, urine, and BAL fluid may help. In acute sarcoidosis with
signs of EN and arthritis, C-reactive protein and the erythrocyte
sedimentation rate are often elevated. Anemia is sometimes present,
as are thrombocytopenia and pancytopenia, but they are rarely severe.
Peripheral lymphopenia could be a consequence of the recruitment
of lymphocytes to sites of inflammation, eg, the alveoli.
The CD4+/CD8+ ratio in peripheral blood may become very low. Hematologic
changes can reflect not only redistribution between various compartments
and spleen enlargement, but also bone marrow involvement.
Measurement of serum angiotensin-converting enzyme
(ACE) activity28 is frequently used to monitor sarcoidosis
activity. The value of serum ACE in reflecting the disease activity
is limited, however, and it should be used as a complement to the
overall judgment of the disease activity based on clinical, radiographic,
and lung function findings. Treatment with ACE inhibitors will
give "false" low serum ACE values. During the first weeks following
the appearance of Löfgren's syndrome, serum ACE may be normal,
and it will also be reduced shortly after treatment with corticosteroids
has begun.
It has been known that < 10 % of patients with
sarcoidosis have increased concentrations of serum calcium. Calcitriol
(1,25-dihydroxyvitamin D3) is formed in excess by macrophages
in the alveoli and in granulomata, and this results in an enhanced
capability to absorb calcium from the gut.29,30 Hypercalciuria
exists much more frequently than hypercalcemia.
The humoral immunologic response in sarcoidosis is
activated by an activation of B cells. Serum IgG is more frequently
elevated than IgA and IgM. Slight but unspecific elevations of
titers of different autoantibodies are common.
Liver enzymes, alkaline phosphatases as well as transaminases,
may be abnormal in a fluctuating manner. To differentiate from
primary biliary cirrhosis, antimitochondrial antibodies should
be tested.
A number of other biochemical markers have been reported
to be of some value in determining activity, eg, serum neopterin, b2 microglobulin,
and more recently interferon-g and the
soluble interleukin-2 receptor. Elevated levels of interferon-g were
seen in patients with sarcoidosis and, at least in some patients,
high values seem to improve the prognosis for clearing of the radiographic
picture.31
Several attempts to use BAL fluid analyses to monitor
the activity in sarcoidosis have been made. So far, no single reliable
marker has been detected (eg, hyaluronan, procollagen III
N terminal peptide, vitronectin, albumin, and fibronectin).
Prognosis
Acute onset with Löfgren's syndrome predicts
a favorable prognosis in the majority of cases, whereas a more
protracted disease course is common after an insidious debut. Spontaneous
resolution has been estimated to occur in at least 50% and possibly
up to 90% of patients with stage I disease. This figure decreases
with more advanced radiographic stages: 40 to 70% of patients in
stage II and just about 30% in stage III have spontaneous resolution.
In stage IV, total remission is no longer possible. Unfavorable
prognosis is predicted if the patient is of African American origin, > 40
years of age, if symptoms have been present for > 6 months at
diagnosis, and when multiple organs are involved. Also, lupus pernio
and radiographic stages III and IV are regarded as ominous signs.
Treatment
The activity of the disease should be evaluated by
taking clinical symptoms, radiographic findings, lung function
tests, and, to some degree, laboratory findings into account.32 Sarcoidosis
patients with extrathoracic manifestations should, if the manifestations
are extensive or difficult to evaluate, be examined by specialists
within the respective fields. Patients who are at risk of developing
severe or long-standing pulmonary sarcoidosis should be monitored
and, if necessary, treated by a pulmonologist, whereas young patients
with Löfgren's syndrome may be followed up by a general practitioner
once the diagnosis is secured.
In patients with an acute onset, as in Löfgren's
syndrome, there may be pain and swelling of joints calling for
treatment with nonsteroidal anti-inflammatory drugs for some weeks
or months, but oral steroids are uncommonly required and should
not be routinely used. Local injections of steroids in affected
joints will reduce symptoms. When the acute symptoms have subsided,
two or three follow-ups during the first year will usually be sufficient.
If the radiograph then has cleared, a final check up a year later
should be sufficient.
In stable disease, evaluations with chest radiography,
some laboratory tests (eg, hematologic, electrolytes, creatinine,
and possibly serum ACE) once or twice yearly is often enough. In
cases where there may be progressive disease, the lung function
should be monitored as well. In patients with stage II or III sarcoidosis,
if there are signs of deterioration (as judged by symptoms, lung
function, and chest radiographs) before and after a 3- to 6-month
period, treatment with oral steroids may be indicated. Even patients
with stage IV disease should be given a trial of steroids under
close supervision for a few months to see if there are any reversible
changes. If signs of aggressive disease are present, earlier treatment
may be warranted. It seems that regular treatment is better than
treatment on demand.33 Most recommend a dose corresponding
to 20 to 40 mg daily of prednisolone or its equivalent. In steroid
responders, the dose is slowly tapered, but treatment should continue
for at least 1 year. In the short run, corticosteroids may prove
effective; however, the long-term efficacy is much less obvious,
as relapses often occur during tapering or after discontinuation
of therapy. Multiple relapses during tapering indicate that a low
maintenance dose of steroids for years may be warranted.
As always, when steroids are administered over a
longer period of time, there should be an increased awareness of
signs of osteoporosis, which may be assessed by bone density evaluation.
Some advocate inhaled steroids in the treatment of sarcoidosis,
while others still regard the effect as unproven.34,35 In
patients with bronchial hyperreactivity, inhaled steroids may give
symptomatic relief. Possibly, administration of a combination of
inhaled and oral steroids will reduce unwanted steroid-induced
side effects.
Another way of avoiding adverse effects of treatment
with steroids may be the concomitant use of other immunosuppressive
drugs so that the dose of steroids can be reduced (Table
3). There are several options, eg, methotrexate 10 to
20 mg given once a week,36 or azathioprine, 50 to 200
mg daily.37,38 A broad spectrum of possible adverse
effects (eg, hematologic and on liver function) must be
monitored and long-term therapy should be given only to those showing
a clearly favorable response. Azathioprine could be advantageous
in these cases. Adequate birth control is essential as these agents
are teratogenic.
Table 3Therapeutic Alternatives
in Sarcoidosis
|
Arthritis/EN |
NSAID* |
|
Topical treatment |
Inhaled steroids |
|
Systemic sarcoidosis |
Oral steroids, eventually combined with methotrexate
or azathioprine |
|
Recently proposed but not yet generally approved
alternative |
Pentoxifylline |
| *NSAID = nonsteroidal anti-inflammatory
drug. |
As effects of cytotoxic drugs such as chlorambucil
and cyclophosphamide are anecdotal, and the use of cyclosporine
A in pulmonary sarcoidosis is very limited, these agents are not
recommended.
Recently, other drugs have been tested, eg, pentoxifylline,
which exerts tumor necrosis factorinhibitory activity and
inhibits interleukin-2 receptor expression in lymphocytes.39,40
Specific Treatment of Lung Involvement
The pulmonary involvement may give rise to formation
of cysts, and fungi can grow in the cysts. In particular, Aspergillus
fumigatus may grow invasively, and preferentially after immunosuppressive
treatment has been given. Long-term specific antifungal therapy
with itraconazole, for example, may be warranted, but the effect
is controversial. Topical instillation of amphotericin B has been
used by some. A single aspergilloma can possibly be removed surgically,
provided that lung function permits surgical removal.23 In
relentlessly progressive, severe cases, lung or heart-lung transplantation
should be considered.41 However, recurrence of the disease
in the allograft is not uncommon, although it will not necessarily
give rise to clinical symptoms.
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